What's New

Date Title Division/Office
Joint Industry Plan; Notice of Filing of Amendment No. 1, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove an Amendment to the National Market System Plan Governing the Consolidated Audit Trail, as Modified by Amendment... Trading and Markets
Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Permit the Trading of FLEX Options on Shares of the iShares Bitcoin Trust ETF Trading and Markets
Self-Regulatory Organizations; NYSE American LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1 to Amend Certain Rules Related to Flexible Exchange Options on the Grayscale... Trading and Markets
Investment Company Act Order: Mercer Funds and Mercer Investments LLC Investment Management
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Effectiveness of Certain Immediately Effective FINRA Sanctions and Actions Trading and Markets
Investment Company Act Order: Variant Alternative Income Fund, et al. Investment Management
Investment Company Act Order: Eagle Point Credit Company Inc., et al. Investment Management
Investment Company Act Notice - Advisors Series Trust and Distribution Cognizant, LLC Investment Management
Investment Company Act Order: Golub Capital BDC, Inc., et al. Investment Management
Litigation Release: Brite Advisors USA, Inc. Enforcement
Investment Company Act Order: Global X Venture Fund, et al. Investment Management
Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change to Modify the GSD Rulebook Relating to Default Management and Porting with Respect to Indirect Participant Activity Trading and Markets
Self-Regulatory Organizations; BOX Exchange LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 5020, Criteria for Underlying Securities, to Permit the List Trading and Markets
Investment Company Act Notice: Sound Point Meridian Capital, Inc., et al. Investment Management
Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning Modifications to OCC’s Recovery and Orderly... Trading and Markets
Self-Regulatory Organizations; Miami International Securities Exchange, LLC; MIAX PEARL, LLC; MIAX Sapphire, LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes, as Modified by Partial Amendments There... Trading and Markets
Litigation Release - Peter Scalise III and The3rdBevco Enforcement
Administrative Proceeding - El Capitan Advisors, Inc. Enforcement
Administrative Proceeding - Andrew D. Nash Enforcement
EDGAR 25.2 Release XBRL Taxonomies Update Structured Disclosure