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FINRA
Financial Services
Washington, District of Columbia 167,051 followers
Financial Industry Regulatory Authority
About us
FINRA is dedicated to investor protection and market integrity. Our team of highly trained professionals are passionate about protecting investors and ensuring financial markets remain fair by writing and enforcing the critical rules and regulations that govern more than 3,300 firms and 610,000 brokers across the country. Our ultimate goal is to foster robust, but fair and orderly, markets in which America’s 90 million investors can feel confident. With more than 4,200 employees nationwide, FINRA is committed to a diverse, high-performance workplace. We recognize that it’s the hard work, passion and dedication of our team that makes FINRA the strong, successful organization it is. That’s why we offer a competitive compensation, benefits and services package. And at FINRA, we offer more than just a job; we provide employees with the learning and educational tools needed to enhance their knowledge, talents and abilities—whether it’s an online course to enhance productivity or a seminar to maximize leadership skills. At FINRA, we believe your work can be your passion.
- Website
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http://www.finra.org/careers
External link for FINRA
- Industry
- Financial Services
- Company size
- 1,001-5,000 employees
- Headquarters
- Washington, District of Columbia
- Type
- Nonprofit
- Founded
- 2007
Locations
Employees at FINRA
Updates
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Dive into FINRA's margin rule, Rule 4210, with us in our latest #FINRAUnscripted episode. We've got industry experts David Aman, James Barry and Michael MacPherson to help explore its impact on firms and purpose. Listen here 🎧 https://bit.ly/4cgrKsF
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Curious about FINRA committees? Industry and non-industry professionals can join FINRA's various committees to lend their unique perspectives, experiences and expertise. 📺 Watch below to discover more about their important work. Learn more️ ▶️ https://bit.ly/4efggrq
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Check out FINRA’s Member Firm Hub: get the latest Notices, guidance and essential resources—in a single place for member firms. Learn more ▶️ https://bit.ly/3KQlMDy
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⚠️ Our Cyber and Analytics Unit is highlighting the U.S. Securities and Exchange Commission's recent amendments to Regulation S-P. We recommend that all member firms review the changes to ensure their cybersecurity programs are modified, as needed. Learn more ▶️ https://bit.ly/4ef66H1
Cybersecurity Advisory – SEC Amends Regulation S-P Enhancing Protection of Customer Information
finra.org
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We have filed a proposed rule change to adopt the FINRA Rule 6500 Series (SLATE™). If approved by the SEC, firms would be required to report Covered Securities Loan information to SLATE pursuant to FINRA's rules beginning January 2, 2026. Learn more ▶️ https://bit.ly/4b3GB97
Securities Lending and Transparency Engine (SLATE)
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Make sure you are up to speed with the new FINRA Rule 6151, coming into effect on June 30th. The rule requires members to submit to FINRA for centralized publication the order routing reports required under the SEC's Rule 606(a). Join our webinar on June 4th to get more insights and be prepared! Register here 💻 https://bit.ly/31tffeO
Webinars
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Tune in to the latest episode of #FINRAUnscripted to hear from members of our High Risk Representative unit: Brooks Brown, Eric Hebert, CFE, CAMS and John Salerno, CFE. Discover how they identify and monitor individuals who pose an elevated risk of misconduct to protect investors and maintain the integrity of the market. Listen here 🎧 https://bit.ly/3Kjggst
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Question: Is FINRA making member firms come back to the office 5 days a week? Answer: No. Learn more, including what the rules state: https://bit.ly/3yyJalR
FINRA Statement to Correct Misinformation About the New Residential Supervisory Location Rule | FINRA.org
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You asked. We answered. What is FINRA? Learn more ▶️ https://lnkd.in/e_ir4Bcb #FINRA101